Filing Details
- Accession Number:
- 0001317900-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 10:34:43
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 10:34:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819793 | Albany International Corp | AIN | Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) | 140462060 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317900 | A Daniel Halftermeyer | C/O Albany International Corp. 216 Airport Drive, Unit 1 Rochester NH 03867 | President, Pmc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-11-17 | 1,500 | $22.25 | 44,556 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-11-17 | 1,500 | $37.46 | 43,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option | Disposition | 2014-11-17 | 1,500 | $0.00 | 1,500 | $22.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 43,056 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option | $22.25 | 2016-05-14 | 2,000 | 2,000 | Direct | |
Class A Common Stock | Employee Stock Option | $19.75 | 2017-04-15 | 2,000 | 4,000 | Direct | |
Class A Common Stock | Employee Stock Option | $19.38 | 2018-11-04 | 2,500 | 6,500 | Direct | |
Class A Common Stock | Employee Stock Option | $15.69 | 2019-11-09 | 4,000 | 10,500 | Direct | |
Class A Common Stock | Employee Stock Option | $10.56 | 2020-11-15 | 2,800 | 13,300 | Direct | |
Class A Common Stock | Employee Stock Option | $20.45 | 2021-11-06 | 4,000 | 17,300 | Direct | |
Class A Common Stock | Employee Stock Option | $20.63 | 2022-11-07 | 4,000 | 21,300 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-03-01 | 42,083 | 42,083 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-05-14 | 2,000 | 2,000 | Direct |
2017-04-15 | 2,000 | 4,000 | Direct |
2018-11-04 | 2,500 | 6,500 | Direct |
2019-11-09 | 4,000 | 10,500 | Direct |
2020-11-15 | 2,800 | 13,300 | Direct |
2021-11-06 | 4,000 | 17,300 | Direct |
2022-11-07 | 4,000 | 21,300 | Direct |
42,083 | 42,083 | Direct |
Footnotes
- Options granted pursuant to the Company's 1992 Stock Option Plan as incentive to remain in employ of the Company.
- Fully exercisable.
- Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
- Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan.
- 19,889 Restricted Stock Units (plus related dividend units) vest on March 1, 2015; 19,889 Restricted Stock Units (plus related dividend units) vest on August 1, 2015.
- Includes dividend units accrued on Restricted Stock Units on April 7, July 8, and October 7, 2014.