Filing Details
- Accession Number:
- 0001144204-14-069381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 09:30:28
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 09:30:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503884 | B. Christopher Woodward | 312 Farmington Avenue Farmington CT US 06032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-17 | 600 | $14.13 | 2,109 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,273 | Indirect | By Trust |
Footnotes
- Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990.