Filing Details
- Accession Number:
- 0001209191-14-069422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 06:02:43
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 06:02:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Nuverra Environmental Solutions Inc. | NES | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563359 | D Mark Johnsrud | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Rd., Suite 300 Scottsdale AZ 85254 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-14 | 50,000 | $8.55 | 9,889,319 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 873 | Indirect | 401(k) |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $9.04. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches its employees' cash contributions with common stock. Represents shares received through November 13, 2014 pursuant to the Match Plan, two-thirds of which have vested and one-third of which will vest on June 1, 2015.