Filing Details
- Accession Number:
- 0001209191-14-069383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 21:05:50
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 21:05:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1034670 | Autoliv Inc | ALV | Motor Vehicle Parts & Accessories (3714) | 510378542 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321553 | Jan Carlson | C/O Autoliv, Inc. Vasagatan 11, 7Th Floor Stockholm V7 SE-111 20 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-13 | 20,000 | $51.67 | 75,861 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 15,000 | $57.40 | 90,861 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 5,000 | $59.01 | 95,861 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 15,000 | $67.00 | 110,861 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 18,895 | $69.18 | 129,756 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 14,280 | $72.95 | 144,036 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 24,000 | $44.70 | 168,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 88,175 | $97.00 | 79,861 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-14 | 2,000 | $97.00 | 77,861 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 20,000 | $0.00 | 20,000 | $51.67 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 15,000 | $0.00 | 15,000 | $57.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 5,000 | $0.00 | 5,000 | $59.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 15,000 | $0.00 | 15,000 | $67.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 18,895 | $0.00 | 18,895 | $69.18 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 14,280 | $0.00 | 14,280 | $72.95 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 24,000 | $0.00 | 24,000 | $44.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-19 | 2018-02-19 | No | 4 | M | Direct |
| 0 | 2008-06-14 | 2017-06-14 | No | 4 | M | Direct |
| 0 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
| 0 | 2013-02-22 | 2022-02-22 | No | 4 | M | Direct |
| 0 | 2014-02-19 | 2023-02-19 | No | 4 | M | Direct |
| 0 | 2012-02-22 | 2021-02-22 | No | 4 | M | Direct |
| 0 | 2011-02-18 | 2020-02-18 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 22, 2014.
- Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $97.00 to $97.04
Billionaire Hedge Funds
