Filing Details
- Accession Number:
- 0001140361-14-042549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 20:41:27
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 20:41:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268517 | Keith Barnes | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-14 | 3,526 | $0.00 | 20,091 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-15 | 4,726 | $0.00 | 24,817 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 4,329 | $0.00 | 29,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 4,126 | $13.10 | 25,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2014-11-14 | 3,526 | $0.00 | 3,526 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2014-11-15 | 4,726 | $0.00 | 4,726 | $0.00 |
| Common Stock | Restricted Stock | Disposition | 2014-11-17 | 4,329 | $0.00 | 4,329 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,052 | 2014-11-14 | No | 4 | M | Direct | |
| 4,726 | 2014-11-15 | No | 4 | M | Direct | |
| 4,329 | 2014-11-17 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting into one share of common stock.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
Billionaire Hedge Funds
