Filing Details
- Accession Number:
- 0001594879-14-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 19:33:29
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 19:33:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1594879 | Zoe's Kitchen Inc. | ZOES | Retail-Eating Places (5812) | 510653504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223284 | Jr M William Barnum | Zi 1677 Amalfi Dr Pacific Palisades CA 90272 | Yes | No | Yes | No | |
1356616 | Brentwood Associates Private Equity Iv Lp | 11150 Santa Monica Blvd Ste 1200 Los Angeles CA 90025 | No | No | Yes | No | |
1602696 | Anthony Choe | C/O Zoe'S Kitchen, Inc. 5760 State Highway 121, Suite 250 Plano TX 75024 | Yes | No | Yes | No | |
1602700 | Rahul Aggarwal | C/O Zoe'S Kitchen, Inc. 5760 State Highway 121, Suite 250 Plano TX 75024 | Yes | No | Yes | No | |
1604990 | Brentwood Private Equity Iv, Llc | 11150 Santa Monica Blvd Suite 1200 Los Angeles CA 90025 | Yes | No | Yes | No | |
1605132 | Brentwood Private Equity Iv, L.p. | 11150 Santa Monica Blvd Suite 1200 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-13 | 3,389,185 | $32.00 | 821,800 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- In addition to Brentwood Associates Private Equity IV, L.P., this Form 4 is being filed jointly by Brentwood Private Equity IV, L.P., Brentwood Private Equity IV, LLC, Anthony Choe, William Barnum Jr. and Rahul Aggarwal.
- Brentwood Private Equity IV, LLC is the general partner and controls Brentwood Private Equity IV, L.P., which is the general partner and controls Brentwood Associates Private Equity IV, L.P. Brentwood Private Equity IV, LLC is controlled by its five managing members, namely William Barnum, Jr., Anthony Choe, Roger Goddu, Steven W. Moore and Eric G. Reiter. No individual holds a majority of the voting power in either of the general partners.