Filing Details
- Accession Number:
- 0001024305-14-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 18:11:03
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 18:11:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024305 | Coty Inc. | COTY | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 133823358 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578917 | Erhard Schoewel | 350 Fifth Avenue New York NY 10118 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-11-13 | 10,000 | $0.00 | 300,500 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-11-14 | 1,509 | $19.39 | 298,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2014-11-13 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Acquisiton | 2014-11-14 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | No | 4 | M | Direct | ||
| 50,000 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.3100 to $19.3900, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares were sold pursuant to Mr. Schoewel's 10(b)5-1 plan and were sold for the payment of withholding taxes related to the vesting of the RSUs.
- Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.
- Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. The Restricted Stock Units vest on November 14, 2019.
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