Filing Details
- Accession Number:
- 0001209191-14-069321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 18:09:14
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 18:09:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404477 | Bain Robert Thomas | C/O Heartware International, Inc. 500 Old Connecticut Path Framingham MA 01701 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-14 | 500 | $80.03 | 1,000 | No | 4 | S | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,260 | Direct |
Footnotes
- Robert Thomas as Trustee of the RB Thomas Superannuation Fund.