Filing Details
- Accession Number:
- 0001001250-14-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 17:52:07
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 17:52:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184314 | Marie Rose Bravo | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-11-17 | 10,000 | $35.51 | 18,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-11-17 | 10,000 | $70.90 | 8,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to Buy) | Acquisiton | 2014-11-14 | 4,374 | $0.00 | 4,374 | $71.33 |
| Class A Common Stock | Stock Units (Share Payout) | Acquisiton | 2014-11-14 | 1,019 | $0.00 | 1,019 | $0.00 |
| Class A Common Stock | Option (right to buy) | Disposition | 2014-11-17 | 10,000 | $0.00 | 10,000 | $35.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,374 | 2015-11-14 | 2024-11-14 | No | 4 | A | Direct |
| 10,825 | No | 4 | A | Direct | ||
| 0 | 2011-11-09 | 2020-11-09 | No | 4 | M | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $70.80 to $70.98 per share, inclusive.
- Granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
- Each Stock Unit (Share Payout) is convertible into one share of Class A Common Stock (i.e. 1:1).
- The Stock Units (Share Payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
- Not applicable.
- The Reporting Person also has options to purchase 17,499 shares of Class A Common Stock, 13,125 of which are currently exercisable.
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