Filing Details
- Accession Number:
- 0001235802-14-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 17:25:22
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 17:25:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67279 | Mocon Inc | MOCO | Measuring & Controlling Devices, Nec (3829) | 410903312 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239192 | L Robert Demorest | C/O Mocon, Inc. 7500 Mendelssohn Avenue N. Minneapolis MN 55428 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 10,000 | $10.95 | 218,844 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-13 | 6,669 | $16.52 | 212,175 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-13 | 500 | $16.50 | 211,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 500 | $16.40 | 211,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 2,000 | $16.60 | 209,175 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 10,000 | $10.95 | 10,000 | $10.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-31 | No | 4 | M | Direct |
Footnotes
- This option has fully vested.