Filing Details
- Accession Number:
- 0001140361-14-042480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 16:50:58
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 16:50:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357419 | C David Mancuso | C/O 31 East Fourth Street Dunkirk NY 14048 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-10 | 2,500 | $11.50 | 21,761 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-10 | 2,500 | $12.75 | 19,261 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-11 | 11,800 | $11.50 | 31,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-11 | 11,800 | $12.76 | 19,261 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-12 | 100 | $11.50 | 19,361 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 100 | $12.80 | 19,261 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-14 | 400 | $11.50 | 19,661 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-14 | 400 | $12.75 | 19,261 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 35,785 | $11.50 | 55,046 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 35,785 | $12.99 | 19,261 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-10 | 2,500 | $0.00 | 2,500 | $11.50 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-11 | 11,800 | $0.00 | 11,800 | $11.50 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-12 | 100 | $0.00 | 100 | $11.50 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-14 | 400 | $0.00 | 400 | $11.50 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-17 | 35,785 | $0.00 | 35,785 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,085 | 2016-11-15 | No | 4 | M | Direct | |
| 36,285 | 2016-11-15 | No | 4 | M | Direct | |
| 36,185 | 2016-11-15 | No | 4 | M | Direct | |
| 35,785 | 2016-11-15 | No | 4 | M | Direct | |
| 0 | 2016-11-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,246 | Indirect | By IRA |
Footnotes
- Includes 394 shares of restricted stock which will vest on December 19, 2014 and 5,058 shares of restricted stock which vest at a rate of 20% per year commencing on August 12, 2015.
- Options are fully vested.
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