Filing Details
- Accession Number:
- 0000350852-14-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 15:41:26
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 15:41:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194480 | R Jean Hale | Po Box 2947 Pikeville KY 41502-2947 | Chair, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-14 | 10,507 | $28.07 | 133,242 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-14 | 246 | $36.55 | 132,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,161 | $36.53 | 131,835 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,000 | $36.58 | 130,835 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,000 | $36.63 | 129,835 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 700 | $36.61 | 129,135 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 700 | $36.57 | 128,435 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,900 | $36.65 | 126,535 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 900 | $36.60 | 125,635 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 700 | $36.64 | 124,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 550 | $36.68 | 124,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 200 | $36.66 | 124,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,450 | $36.58 | 122,735 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Disposition | 2014-11-14 | 2,627 | $28.07 | 2,627 | $28.07 |
Common Stock | Option | Disposition | 2014-11-14 | 2,627 | $28.07 | 2,627 | $28.07 |
Common Stock | Option | Disposition | 2014-11-14 | 2,627 | $28.07 | 2,627 | $28.07 |
Common Stock | Option | Disposition | 2014-11-14 | 2,627 | $28.07 | 2,627 | $28.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,880 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
5,254 | 2007-01-28 | 2015-01-28 | No | 4 | M | Direct |
2,627 | 2008-01-28 | 2015-01-28 | No | 4 | M | Direct |
0 | 2009-01-28 | 2015-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,531 | Indirect | By: ESOP |
Common Stock | 65,689 | Indirect | By: 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option | $29.49 | 2007-01-27 | 2016-01-27 | 2,713 | 2,713 | Direct |
Common Stock | Option | $29.49 | 2008-01-27 | 2016-01-27 | 2,713 | 5,425 | Direct |
Common Stock | Option | $29.49 | 2009-01-27 | 2016-01-27 | 2,713 | 8,138 | Direct |
Common Stock | Option | $29.49 | 2010-01-27 | 2016-01-27 | 2,713 | 10,850 | Direct |
Common Stock | Option | $35.41 | 2008-01-23 | 2017-01-23 | 3,107 | 13,957 | Direct |
Common Stock | Option | $35.41 | 2009-01-23 | 2017-01-23 | 3,107 | 17,064 | Direct |
Common Stock | Option | $35.41 | 2010-01-23 | 2017-01-23 | 3,107 | 20,170 | Direct |
Common Stock | Option | $35.41 | 2011-01-23 | 2017-01-23 | 3,107 | 23,277 | Direct |
Common Stock | Option | $25.75 | 2013-01-29 | 2018-01-29 | 6,875 | 30,152 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-27 | 2,713 | 2,713 | Direct |
2016-01-27 | 2,713 | 5,425 | Direct |
2016-01-27 | 2,713 | 8,138 | Direct |
2016-01-27 | 2,713 | 10,850 | Direct |
2017-01-23 | 3,107 | 13,957 | Direct |
2017-01-23 | 3,107 | 17,064 | Direct |
2017-01-23 | 3,107 | 20,170 | Direct |
2017-01-23 | 3,107 | 23,277 | Direct |
2018-01-29 | 6,875 | 30,152 | Direct |
Footnotes
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Option previously reported as covering 2,388 shares @$30.88 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Option previously reported as covering 2,466 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
- Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- On April 29, 2014, CTBI declared a 10% stock dividend payable to all holders of common stock on record date May 15, 2014, payable June 2, 2014. As a result, the reporting person received an additional 11,165.8642 shares directly.