Filing Details

Accession Number:
0000350852-14-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-17 15:41:26
Reporting Period:
2014-11-14
Filing Date:
2014-11-17
Accepted Time:
2014-11-17 15:41:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350852 Community Trust Bancorp Inc CTBI State Commercial Banks (6022) 610979818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194480 R Jean Hale Po Box 2947
Pikeville KY 41502-2947
Chair, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-14 10,507 $28.07 133,242 No 4 M Direct
Common Stock Disposition 2014-11-14 246 $36.55 132,996 No 4 S Direct
Common Stock Disposition 2014-11-14 1,161 $36.53 131,835 No 4 S Direct
Common Stock Disposition 2014-11-14 1,000 $36.58 130,835 No 4 S Direct
Common Stock Disposition 2014-11-14 1,000 $36.63 129,835 No 4 S Direct
Common Stock Disposition 2014-11-14 700 $36.61 129,135 No 4 S Direct
Common Stock Disposition 2014-11-14 700 $36.57 128,435 No 4 S Direct
Common Stock Disposition 2014-11-14 1,900 $36.65 126,535 No 4 S Direct
Common Stock Disposition 2014-11-14 900 $36.60 125,635 No 4 S Direct
Common Stock Disposition 2014-11-14 700 $36.64 124,935 No 4 S Direct
Common Stock Disposition 2014-11-14 550 $36.68 124,385 No 4 S Direct
Common Stock Disposition 2014-11-14 200 $36.66 124,185 No 4 S Direct
Common Stock Disposition 2014-11-14 1,450 $36.58 122,735 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2014-11-14 2,627 $28.07 2,627 $28.07
Common Stock Option Disposition 2014-11-14 2,627 $28.07 2,627 $28.07
Common Stock Option Disposition 2014-11-14 2,627 $28.07 2,627 $28.07
Common Stock Option Disposition 2014-11-14 2,627 $28.07 2,627 $28.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,880 2006-01-28 2015-01-28 No 4 M Direct
5,254 2007-01-28 2015-01-28 No 4 M Direct
2,627 2008-01-28 2015-01-28 No 4 M Direct
0 2009-01-28 2015-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,531 Indirect By: ESOP
Common Stock 65,689 Indirect By: 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $29.49 2007-01-27 2016-01-27 2,713 2,713 Direct
Common Stock Option $29.49 2008-01-27 2016-01-27 2,713 5,425 Direct
Common Stock Option $29.49 2009-01-27 2016-01-27 2,713 8,138 Direct
Common Stock Option $29.49 2010-01-27 2016-01-27 2,713 10,850 Direct
Common Stock Option $35.41 2008-01-23 2017-01-23 3,107 13,957 Direct
Common Stock Option $35.41 2009-01-23 2017-01-23 3,107 17,064 Direct
Common Stock Option $35.41 2010-01-23 2017-01-23 3,107 20,170 Direct
Common Stock Option $35.41 2011-01-23 2017-01-23 3,107 23,277 Direct
Common Stock Option $25.75 2013-01-29 2018-01-29 6,875 30,152 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-27 2,713 2,713 Direct
2016-01-27 2,713 5,425 Direct
2016-01-27 2,713 8,138 Direct
2016-01-27 2,713 10,850 Direct
2017-01-23 3,107 13,957 Direct
2017-01-23 3,107 17,064 Direct
2017-01-23 3,107 20,170 Direct
2017-01-23 3,107 23,277 Direct
2018-01-29 6,875 30,152 Direct
Footnotes
  1. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
  2. Option previously reported as covering 2,388 shares @$30.88 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  3. Option previously reported as covering 2,466 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  4. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
  5. Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  6. Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
  7. Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  8. On April 29, 2014, CTBI declared a 10% stock dividend payable to all holders of common stock on record date May 15, 2014, payable June 2, 2014. As a result, the reporting person received an additional 11,165.8642 shares directly.