Filing Details
- Accession Number:
- 0001472668-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 14:36:53
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 14:36:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60977 | Lydall Inc | LDL | Motor Vehicle Parts & Accessories (3714) | 060865505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410837 | G Dale Barnhart | C/O Lydall, Inc. One Colonial Road, P.o. Box 151 Manchester CT 06045-0151 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 30,000 | $11.12 | 279,999 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 4,000 | $9.70 | 283,999 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 5,000 | $4.64 | 288,999 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 315 | $7.80 | 289,314 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 3,238 | $8.94 | 292,552 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-13 | 42,553 | $28.83 | 249,999 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-14 | 9,262 | $8.94 | 259,261 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-14 | 22,185 | $7.80 | 281,446 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-14 | 31,447 | $28.89 | 249,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2014-11-13 | 30,000 | $0.00 | 30,000 | $11.12 |
Common Stock | Common Stock | Disposition | 2014-11-13 | 4,000 | $0.00 | 4,000 | $9.70 |
Common Stock | Common Stock | Disposition | 2014-11-13 | 5,000 | $0.00 | 5,000 | $4.64 |
Common Stock | Common Stock | Disposition | 2014-11-13 | 315 | $0.00 | 315 | $7.80 |
Common Stock | Common Stock | Disposition | 2014-11-13 | 3,238 | $0.00 | 3,238 | $8.94 |
Common Stock | Common Stock | Disposition | 2014-11-14 | 9,262 | $0.00 | 9,262 | $8.94 |
Common Stock | Common Stock | Disposition | 2014-11-14 | 22,185 | $0.00 | 22,185 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-10-24 | 2017-10-23 | No | 4 | M | Direct |
0 | 2008-12-03 | 2017-12-02 | No | 4 | M | Direct |
0 | 2009-12-09 | 2018-12-08 | No | 4 | M | Direct |
22,185 | 2011-12-09 | 2020-12-08 | No | 4 | M | Direct |
9,262 | 2012-12-19 | 2021-12-18 | No | 4 | M | Direct |
0 | 2012-12-19 | 2021-12-18 | No | 4 | M | Direct |
0 | 2011-12-09 | 2020-12-08 | No | 4 | M | Direct |
Footnotes
- Represents the exercise of 51,815 Incentive Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
- The price reported is the weighted average of all the shares sold on November 13, 2014. The shares were sold at prices ranging from $28.75 to $28.95. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
- Represents the exercise of 22,185 Non-Qualified Stock Options by the Reporting Person granted under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
- The price reported is the weighted average of all the shares sold on November 14, 2014. The shares were sold at prices ranging from $28.75 to $29.02. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
- Incentive Stock Options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options become exercisable at the rate of 25% per year, beginning one year from initial grant date.