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Filing Details

Accession Number:: 0001247524-14-000131
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-17 13:58:28
Reporting Period:: 2014-11-13

Filing Date:: 2014-11-17
Accepted Time:: 2014-11-17 13:58:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411574	Surgical Care Affiliates Inc.	SCAI	Services-Specialty Outpatient Facilities, Nec (8093)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1588091	Jr. L. Richard Sharff	C/O Surgical Care Affiliates, Inc., 520 Lake Cook Road, Suite 250 Deerfield IL 60015	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-11-13	11,253	$12.10	41,260	No	4	M	Direct
Common Stock	Disposition	2014-11-13	14,118	$32.77	27,142	No	4	S	Direct
Common Stock	Acquisiton	2014-11-14	499	$12.10	27,641	No	4	M	Direct
Common Stock	Disposition	2014-11-14	499	$32.52	27,142	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2014-11-13	11,253	$0.00	11,253	$12.10
Common Stock	Options to Purchase Common Stock	Disposition	2014-11-14	499	$0.00	499	$12.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
72,256		2017-06-29	No	4	M	Direct
71,757		2017-06-29	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$13.94	2022-03-06	6,413	6,413	Direct
Common Stock	Options to Purchase Common Stock	$11.48	2022-03-06	12,824	12,824	Direct
Common Stock	Options to Purchase Common Stock	$12.41	2023-05-06	24,390	24,390	Direct
Common Stock	Options to Purchase Common Stock	$29.02	2024-09-17	21,106	21,106	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-03-06	6,413	6,413	Direct
2022-03-06	12,824	12,824	Direct
2023-05-06	24,390	24,390	Direct
2024-09-17	21,106	21,106	Direct

Footnotes

Includes 15,679 shares of Common Stock underlying Restricted Stock Units of the issuer. The Restricted Stock Units are subject to time-based vesting in equal annual installments over a period of four years from September 17, 2014 and are settled on each applicable vesting date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2014, which plan became effective August 18, 2014.
This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.50 to $33.11. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.50 to $32.55. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
48,150 of the options are performance-based options and, as of September 16, 2013, became fully vested. The remaining 24,106 options are time-based options which, as of June 29, 2012, were fully vested.
48,150 of the options are performance-based options and, as of September 16, 2013, became fully vested. The remaining 23,607 options are time-based options which, as of June 29, 2012, were fully vested.
All of the options are time-based options which, as of March 6, 2013, were fully vested.
All of the options are time-based options which are scheduled to vest in equal installments on March 6, 2015 and March 6, 2016.
All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.