Filing Details
- Accession Number:
- 0001181431-14-036500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 13:07:02
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 13:07:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390816 | L Kathy Pape | 1025 Laurel Oak Road Voorhees NJ 08043 | President, Pa American Water | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-13 | 3,886 | $27.08 | 29,303 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 3,886 | $51.88 | 25,417 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-13 | 7,433 | $34.12 | 32,850 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-13 | 7,433 | $51.88 | 25,417 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 3,886 | $0.00 | 3,886 | $27.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-13 | 7,433 | $0.00 | 7,433 | $34.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,193 | 2017-12-31 | No | 4 | M | Direct | |
| 5,824 | 2018-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 24, 2011, representing a right to purchase 15,029 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
- 8,950 shares of this option award were previously exercised and reported.
- The option award granted on February 23, 2012, representing a right to purchase 13,257 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
Billionaire Hedge Funds
