Filing Details
- Accession Number:
- 0001514732-14-000022
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-17 10:12:14
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-17
- Accepted Time:
- 2014-11-17 10:12:14
- Original Submission Date:
- 2014-11-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514732 | Saexploration Holdings Inc. | SAEX | Oil & Gas Field Exploration Services (1382) | 274867100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581400 | A Brian Beatty | 3333 8Th Street Se, 3Rd Floor Calgary A0 T2G 3A4 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 178,805 | $3.99 | 178,805 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-14 | 50,000 | $4.02 | 228,805 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-06-24 | 0 | $0.00 | 1,196,846 | No | 4 | A | Indirect | Through dispositive and voting control of Seismic Management Holdings, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Indirect | Through dispositive and voting control of Seismic Management Holdings, Inc. |
Footnotes
- This transaction was executed in multiple trades on November 13, 2014 at prices ranging from $3.95 to 4.05. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- This transaction was executed in multiple trades on November 14, 2014 at prices ranging from $3.99 to 4.05. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- The amount of the shares acquired was previously reported on June 24, 2013 following the Issuer's merger.
- The price of the shares was previously reported on June 24, 2013 following the Issuer's merger.
- Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person and his wife, Sheri L. Beatty. The acquisition of the shares held by Seismic Holdings was previously reported on June 24, 2013 following the Issuer's merger.