Filing Details

Accession Number:
0001514732-14-000022
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-11-17 10:12:14
Reporting Period:
2014-11-13
Filing Date:
2014-11-17
Accepted Time:
2014-11-17 10:12:14
Original Submission Date:
2014-11-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514732 Saexploration Holdings Inc. SAEX Oil & Gas Field Exploration Services (1382) 274867100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581400 A Brian Beatty 3333 8Th Street Se, 3Rd Floor
Calgary A0 T2G 3A4
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-13 178,805 $3.99 178,805 No 4 P Direct
Common Stock Acquisiton 2014-11-14 50,000 $4.02 228,805 No 4 P Direct
Common Stock Acquisiton 2013-06-24 0 $0.00 1,196,846 No 4 A Indirect Through dispositive and voting control of Seismic Management Holdings, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 A Indirect Through dispositive and voting control of Seismic Management Holdings, Inc.
Footnotes
  1. This transaction was executed in multiple trades on November 13, 2014 at prices ranging from $3.95 to 4.05. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  2. This transaction was executed in multiple trades on November 14, 2014 at prices ranging from $3.99 to 4.05. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  3. The amount of the shares acquired was previously reported on June 24, 2013 following the Issuer's merger.
  4. The price of the shares was previously reported on June 24, 2013 following the Issuer's merger.
  5. Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP, which is an Alaska limited liability partnership controlled by the Reporting Person and his wife, Sheri L. Beatty. The acquisition of the shares held by Seismic Holdings was previously reported on June 24, 2013 following the Issuer's merger.