Filing Details
- Accession Number:
- 0001225208-14-023375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 21:02:55
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 21:02:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355096 | Liberty Interactive Corp | QVCA | Retail-Catalog & Mail-Order Houses (5961) | 841288730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195197 | W Christopher Shean | 12300 Liberty Boulevard Englewood CO 80112 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Liberty Ventures Common Stock | Acquisiton | 2014-11-12 | 6,836 | $14.86 | 72,713 | No | 4 | M | Direct | |
Series A Liberty Ventures Common Stock | Disposition | 2014-11-12 | 941 | $35.61 | 71,772 | No | 4 | S | Direct | |
Series A Liberty Ventures Common Stock | Disposition | 2014-11-12 | 1,600 | $35.60 | 70,172 | No | 4 | S | Direct | |
Series A Liberty Ventures Common Stock | Disposition | 2014-11-12 | 4,295 | $35.61 | 65,877 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series A Liberty Ventures Common Stock | Stock Option (right to buy) - LVNTA | Disposition | 2014-11-12 | 6,836 | $0.00 | 6,836 | $14.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Liberty Ventures Common Stock | 2,225 | Indirect | By 401(k) Savings Plan |
Footnotes
- On February 27, 2014, the Issuer declared a stock dividend (the "stock dividend"), payable to all holders of record as of 5 p.m., New York City time, on April 4, 2014, of one share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Ventures Common Stock outstanding. As a result, the Reporting Person received 17,170 shares of Series A Liberty Ventures Common Stock as of April 4, 2014. Prior to the stock dividend, the holdings were decreased by 1 share due to an accounting reconciliation. On October 3, 2014, the Issuer declared a stock dividend (the "reattribution dividend"), payable to all holders of record of Series A Liberty Interactive Common Stock as of 5 p.m., New York City time, on October 13, 2014 of 0.14217 of a share of Series A Liberty Ventures Common Stock for each share of Series A Liberty Interactive Common Stock outstanding. As a result, the Reporting Person received 31,537 shares of Series A Liberty Ventures Common Stock as of October 20, 2014.
- The number of shares reported as held in the Reporting Person's 401(k) is based on a statement from the Plan Administrator dated as of October 31, 2014, which also reflects the Reporting Person's holdings following the stock dividend and the reattribution dividend.
- This stock option was previously reported as an option for 3,367 shares of Series A Liberty Ventures Common Stock at an exercise price of $58.80 per share. The number of shares and the exercise price of this option were adjusted as of each of April 4, 2014, August 27, 2014 and October 20, 2014 as a result of the stock dividend, the spin-off (as described in the Remarks section) and the reattribution dividend (as described in the Remarks section), respectively and, in each case the anti-dilution provisions of the incentive plans under which such option was granted. With respect to the spin-off, the adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
- The derivative security is fully vested.