Filing Details
- Accession Number:
- 0001209191-14-068965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 18:04:56
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 18:04:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621665 | Todd C Sparks | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 24,000 | $12.00 | 42,322 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 206,309 | Indirect | By SBS Equity, LLC |
Common Stock | 17,271 | Indirect | By The Sparks Foundation, Inc |
Common Stock | 8,000 | Indirect | By Sparco Market Fund. |
Footnotes
- Acquired at closing of issuer's initial public offering as part of the directed share program described in issuer's registration statement for such offering.
- Consists of (i) 33,322 shares beneficially owned by reporting person,(ii) 1,000 shares through Merrill Lynch Pierce Fenner & Smith Inc. (MLPS) custodian FBO the individual account of reporting person, and (iii) 8,000 shares through MLPFS custodian FBO the Discovery Operating Inc 401k account of reporting person.
- Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership, except to the extent of his pecuniary interest therein.