Filing Details

Accession Number:
0000350852-14-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 18:01:37
Reporting Period:
2014-11-13
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 18:01:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350852 Community Trust Bancorp Inc CTBI State Commercial Banks (6022) 610979818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194478 A Mark Gooch Po Box 2947
Pikeville KY 41502-2947
Executive Vice Pres./Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-13 8,012 $28.07 25,293 No 4 M Direct
Common Stock Disposition 2014-11-13 1,661 $37.06 23,632 No 4 S Direct
Common Stock Disposition 2014-11-13 472 $37.08 23,160 No 4 S Direct
Common Stock Disposition 2014-11-13 4,110 $37.00 19,050 No 4 S Direct
Common Stock Disposition 2014-11-14 200 $36.66 18,850 No 4 S Direct
Common Stock Disposition 2014-11-14 1,569 $36.65 17,281 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2014-11-13 2,003 $28.07 2,003 $28.07
Common Stock Option Disposition 2014-11-13 2,003 $28,073.00 2,003 $28.07
Common Stock Option Disposition 2014-11-13 2,003 $28.07 2,003 $28.08
Common Stock Option Disposition 2014-11-13 2,003 $28.07 2,003 $28.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,009 2006-01-28 2015-01-28 No 4 M Direct
4,006 2007-01-28 2015-01-28 No 4 M Direct
2,003 2008-01-28 2015-01-28 No 4 M Direct
0 2009-01-28 2015-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,290 Indirect By ESOP
Common Stock 15,031 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option $29.49 2007-01-27 2016-01-27 2,077 2,077 Direct
Common Stock Option $29.49 2008-01-27 2016-01-27 2,077 4,154 Direct
Common Stock Option $29.49 2009-01-27 2016-01-27 2,077 6,230 Direct
Common Stock Option $29.49 2010-01-27 2016-01-27 2,077 8,307 Direct
Common Stock Option $35.41 2008-01-23 2017-01-23 2,383 10,690 Direct
Common Stock Option $35.41 2009-01-23 2017-01-23 2,383 13,073 Direct
Common Stock Option $35.41 2010-01-23 2017-01-23 2,383 15,456 Direct
Common Stock Option $35.41 2011-01-23 2017-01-23 2,383 17,839 Direct
Common Stock Option $25.75 2013-01-29 2018-01-29 5,500 23,339 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-27 2,077 2,077 Direct
2016-01-27 2,077 4,154 Direct
2016-01-27 2,077 6,230 Direct
2016-01-27 2,077 8,307 Direct
2017-01-23 2,383 10,690 Direct
2017-01-23 2,383 13,073 Direct
2017-01-23 2,383 15,456 Direct
2017-01-23 2,383 17,839 Direct
2018-01-29 5,500 23,339 Direct
Footnotes
  1. On April 29, 2014, CTBI declared a 10% stock dividend payable to all holders of common stock on record date May 15, 2014, payable June 2, 2014. As a result, the reporting person received an additional 1,561.4225 shares directly.
  2. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
  3. Option previously reported as covering 1,821 shares @$30.88 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  4. Option previously reported as covering 1,888 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  5. Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
  6. Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
  7. Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
  8. Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.