Filing Details
- Accession Number:
- 0000350852-14-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 18:01:37
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 18:01:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194478 | A Mark Gooch | Po Box 2947 Pikeville KY 41502-2947 | Executive Vice Pres./Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 8,012 | $28.07 | 25,293 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-13 | 1,661 | $37.06 | 23,632 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-13 | 472 | $37.08 | 23,160 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-13 | 4,110 | $37.00 | 19,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 200 | $36.66 | 18,850 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-14 | 1,569 | $36.65 | 17,281 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Disposition | 2014-11-13 | 2,003 | $28.07 | 2,003 | $28.07 |
Common Stock | Option | Disposition | 2014-11-13 | 2,003 | $28,073.00 | 2,003 | $28.07 |
Common Stock | Option | Disposition | 2014-11-13 | 2,003 | $28.07 | 2,003 | $28.08 |
Common Stock | Option | Disposition | 2014-11-13 | 2,003 | $28.07 | 2,003 | $28.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,009 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
4,006 | 2007-01-28 | 2015-01-28 | No | 4 | M | Direct |
2,003 | 2008-01-28 | 2015-01-28 | No | 4 | M | Direct |
0 | 2009-01-28 | 2015-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,290 | Indirect | By ESOP |
Common Stock | 15,031 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option | $29.49 | 2007-01-27 | 2016-01-27 | 2,077 | 2,077 | Direct |
Common Stock | Option | $29.49 | 2008-01-27 | 2016-01-27 | 2,077 | 4,154 | Direct |
Common Stock | Option | $29.49 | 2009-01-27 | 2016-01-27 | 2,077 | 6,230 | Direct |
Common Stock | Option | $29.49 | 2010-01-27 | 2016-01-27 | 2,077 | 8,307 | Direct |
Common Stock | Option | $35.41 | 2008-01-23 | 2017-01-23 | 2,383 | 10,690 | Direct |
Common Stock | Option | $35.41 | 2009-01-23 | 2017-01-23 | 2,383 | 13,073 | Direct |
Common Stock | Option | $35.41 | 2010-01-23 | 2017-01-23 | 2,383 | 15,456 | Direct |
Common Stock | Option | $35.41 | 2011-01-23 | 2017-01-23 | 2,383 | 17,839 | Direct |
Common Stock | Option | $25.75 | 2013-01-29 | 2018-01-29 | 5,500 | 23,339 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-01-27 | 2,077 | 2,077 | Direct |
2016-01-27 | 2,077 | 4,154 | Direct |
2016-01-27 | 2,077 | 6,230 | Direct |
2016-01-27 | 2,077 | 8,307 | Direct |
2017-01-23 | 2,383 | 10,690 | Direct |
2017-01-23 | 2,383 | 13,073 | Direct |
2017-01-23 | 2,383 | 15,456 | Direct |
2017-01-23 | 2,383 | 17,839 | Direct |
2018-01-29 | 5,500 | 23,339 | Direct |
Footnotes
- On April 29, 2014, CTBI declared a 10% stock dividend payable to all holders of common stock on record date May 15, 2014, payable June 2, 2014. As a result, the reporting person received an additional 1,561.4225 shares directly.
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Option previously reported as covering 1,821 shares @$30.88 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Option previously reported as covering 1,888 shares @$32.44 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Option previously reported as covering 2,166.25 shares @$38.95 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
- Option previously reported as covering 5,000 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.