Filing Details
- Accession Number:
- 0001209191-14-068953
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 17:57:32
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 17:57:32
- Original Submission Date:
- 2013-11-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237436 | C John Millman | 650 Fifth Avenue New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-15 | 2,211 | $12.22 | 0 | No | 4 | S | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,511 | Indirect | By Spouse IRA |
Common Stock | 367 | Indirect | By Spouse |
Common Stock | 112,054 | Indirect | By IRA |
Common Stock | 401,293 | Direct |
Footnotes
- Shares sold for a required mininum distribution from 401(k).
- Includes 102,615 shares previously owned indirectly through 401(k).