Filing Details
- Accession Number:
- 0001209191-14-068934
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 17:30:32
- Reporting Period:
- 2014-09-27
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 17:30:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
50493 | Ingles Markets Inc | IMKTA | Retail-Grocery Stores (5411) | 560846267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250004 | Ii P Robert Ingle | 2913 Us Highway 70 West Black Mountain NC 28711 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-09-30 | 14,250 | $0.00 | 128,582 | No | 4 | M | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2013-09-30 | 7,000 | $28.51 | 121,582 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2013-09-30 | 7,250 | $28.52 | 114,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Acquisiton | 2014-02-12 | 19,000 | $0.00 | 133,332 | No | 4 | M | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-02-12 | 14,000 | $22.41 | 119,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-02-12 | 2,000 | $22.41 | 117,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-02-12 | 3,000 | $22.42 | 114,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Acquisiton | 2014-03-04 | 8,600 | $0.00 | 122,932 | No | 4 | M | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-03-04 | 4,860 | $23.85 | 118,072 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-03-04 | 1,064 | $23.84 | 117,008 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-03-04 | 2,676 | $23.82 | 114,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Acquisiton | 2014-06-11 | 5,500 | $0.00 | 119,832 | No | 4 | M | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-06-11 | 2,676 | $27.23 | 117,156 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-06-11 | 2,112 | $27.08 | 115,044 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Class A Common Stock | Disposition | 2014-06-11 | 712 | $27.12 | 114,332 | No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | M | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | M | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | M | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
No | 4 | S | Indirect | By Profit Sharing Plan Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2013-09-30 | 14,250 | $0.00 | 14,250 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-02-12 | 19,000 | $0.00 | 19,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-04 | 8,600 | $0.00 | 8,600 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-26 | 44,000 | $0.00 | 44,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-06-11 | 5,500 | $0.00 | 5,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
519,992 | No | 4 | M | Indirect | ||
500,992 | No | 4 | M | Indirect | ||
492,392 | No | 4 | M | Indirect | ||
448,392 | No | 4 | J | Indirect | ||
442,892 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 130,874 | 130,874 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,431,689 | 2,431,689 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,036,961 | 3,036,961 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 24,076 | 24,076 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
130,874 | 130,874 | Direct | |
2,431,689 | 2,431,689 | Indirect | |
3,036,961 | 3,036,961 | Indirect | |
24,076 | 24,076 | Indirect |
Footnotes
- The shares held by The Profit Sharing Plan Trust fluctuate daily based on based on individual participant investment choices.
- The shares are held by Ingles Markets Inc. Investment/Profit Sharing Plan Trust (the "Profit Sharing Plan Trust"), of which the reporting person was appointed a trustee on May 10, 2011. The reporting person shares voting and dispositive power with the two other trustees of the Profit Sharing Plan Trust with respect to such shares.
- Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
- The shares were distributed to an employee as a withdrawal from the Profit Sharing Plan Trust.
- The shares are held by Laura Anne Laxton Ingle 2011 Irrevocable Trust dated September 8, 2011 (the "Laura Ingle Trust"), which was created by Laura Ingle for estate planning purposes on September 8, 2011. The reporting person is the sole trustee of the Laura Ingle Trust with sole voting and dispositive power with respect to such shares.
- The shares are held by Robert P. Ingle, Sr. Administrative Trust UTA Robert Pierce Ingle Living Trust dated December 24, 2010 (the "Marital Trust"), which was created by Robert P. Ingle, Sr. for estate planning purposes on December 24, 2010. The reporting person is the sole trustee of the Marital Trust with sole voting and dispositive power with respect to such shares.
- The shares are held by the reporting person's spouse as custodian for the minor children of the reporting person.