Filing Details

Accession Number:
0001209191-14-068934
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-11-14 17:30:32
Reporting Period:
2014-09-27
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 17:30:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
50493 Ingles Markets Inc IMKTA Retail-Grocery Stores (5411) 560846267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250004 Ii P Robert Ingle 2913 Us Highway 70 West
Black Mountain NC 28711
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-09-30 14,250 $0.00 128,582 No 4 M Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2013-09-30 7,000 $28.51 121,582 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2013-09-30 7,250 $28.52 114,332 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Acquisiton 2014-02-12 19,000 $0.00 133,332 No 4 M Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-02-12 14,000 $22.41 119,332 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-02-12 2,000 $22.41 117,332 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-02-12 3,000 $22.42 114,332 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Acquisiton 2014-03-04 8,600 $0.00 122,932 No 4 M Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-03-04 4,860 $23.85 118,072 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-03-04 1,064 $23.84 117,008 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-03-04 2,676 $23.82 114,332 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Acquisiton 2014-06-11 5,500 $0.00 119,832 No 4 M Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-06-11 2,676 $27.23 117,156 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-06-11 2,112 $27.08 115,044 No 4 S Indirect By Profit Sharing Plan Trust
Class A Common Stock Disposition 2014-06-11 712 $27.12 114,332 No 4 S Indirect By Profit Sharing Plan Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 M Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 M Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 M Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
No 4 S Indirect By Profit Sharing Plan Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2013-09-30 14,250 $0.00 14,250 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-02-12 19,000 $0.00 19,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-03-04 8,600 $0.00 8,600 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-03-26 44,000 $0.00 44,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-06-11 5,500 $0.00 5,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
519,992 No 4 M Indirect
500,992 No 4 M Indirect
492,392 No 4 M Indirect
448,392 No 4 J Indirect
442,892 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 130,874 130,874 Direct
Class A Common Stock Class B Common Stock $0.00 2,431,689 2,431,689 Indirect
Class A Common Stock Class B Common Stock $0.00 3,036,961 3,036,961 Indirect
Class A Common Stock Class B Common Stock $0.00 24,076 24,076 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
130,874 130,874 Direct
2,431,689 2,431,689 Indirect
3,036,961 3,036,961 Indirect
24,076 24,076 Indirect
Footnotes
  1. The shares held by The Profit Sharing Plan Trust fluctuate daily based on based on individual participant investment choices.
  2. The shares are held by Ingles Markets Inc. Investment/Profit Sharing Plan Trust (the "Profit Sharing Plan Trust"), of which the reporting person was appointed a trustee on May 10, 2011. The reporting person shares voting and dispositive power with the two other trustees of the Profit Sharing Plan Trust with respect to such shares.
  3. Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.
  4. The shares were distributed to an employee as a withdrawal from the Profit Sharing Plan Trust.
  5. The shares are held by Laura Anne Laxton Ingle 2011 Irrevocable Trust dated September 8, 2011 (the "Laura Ingle Trust"), which was created by Laura Ingle for estate planning purposes on September 8, 2011. The reporting person is the sole trustee of the Laura Ingle Trust with sole voting and dispositive power with respect to such shares.
  6. The shares are held by Robert P. Ingle, Sr. Administrative Trust UTA Robert Pierce Ingle Living Trust dated December 24, 2010 (the "Marital Trust"), which was created by Robert P. Ingle, Sr. for estate planning purposes on December 24, 2010. The reporting person is the sole trustee of the Marital Trust with sole voting and dispositive power with respect to such shares.
  7. The shares are held by the reporting person's spouse as custodian for the minor children of the reporting person.