Filing Details
- Accession Number:
- 0000906344-11-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-19 15:17:24
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-01-19
- Accepted Time:
- 2011-01-19 15:17:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 755003 | Material Sciences Corp | MASC | Coating, Engraving & Allied Services (3470) | 952673173 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134621 | Rbf Capital, Llc | 100 Drakes Landing Road Suite 300 Greenbrae CA 94904 | No | No | No | Yes | |
| 1484502 | B. Richard Fullerton | 100 Drakes Landing Road Suite 300 Greenbrae CA 94904 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-14 | 20,705 | $6.21 | 1,569,125 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2011-01-14 | 6,278 | $6.05 | 1,562,847 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2011-01-14 | 7,243 | $6.00 | 1,555,604 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2011-01-18 | 24,760 | $6.05 | 1,530,844 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2011-01-18 | 23,201 | $5.99 | 1,507,643 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Footnotes
- The reporting persons are: (i) RBF Capital, LLC ("RBF"); and (ii) Richard B. Fullerton, RBF's managing member.
- The securities reported on this Form 4 are beneficially held by investment limited partnerships for which RBF serves as the general partner and/or investment manager (the "Funds"). None of the Funds is itself the beneficial owner of more than 10% of the issuer's common stock.
- RBF and Mr. Fullerton may be deemed to beneficially own the securities owned by the Funds insofar as they may be deemed to have the power to direct the voting or disposition of such securities. Each of RBF, Mr. Fullerton and the Funds disclaims beneficial ownership in these securities, however, except to the extent of their respective pecuniary interests therein.
Billionaire Hedge Funds
