Filing Details
- Accession Number:
- 0001140361-14-042298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 16:39:27
- Reporting Period:
- 2014-11-11
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 16:39:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441854 | R William Raver | 1222 Vine Street Paso Robles CA 93446 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Heritage Oaks Bancorp Common Stock | Acquisiton | 2014-11-11 | 2,713 | $5.73 | 14,656 | No | 4 | P | Direct | |
Heritage Oaks Bancorp Common Stock | Acquisiton | 2014-11-11 | 1,421 | $6.65 | 16,077 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Heritage Oaks Bancorp Common Stock | Option to Purchase Heritage Oaks Bancorp Common Stock | Disposition | 2014-11-11 | 2,713 | $5.73 | 2,713 | $5.73 |
Heritage Oaks Bancorp Common Stock | Option to Purchase Heritage Oaks Bancorp Commn Stock | Disposition | 2014-11-11 | 1,421 | $6.65 | 1,421 | $6.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,817 | 2013-09-01 | 2022-09-01 | No | 4 | X | Direct |
30,396 | 2014-08-01 | 2023-08-01 | No | 4 | X | Direct |
Footnotes
- Shares acquired through exercise of options.
- Acquired shares through exercise of options.