Filing Details

Accession Number:
0001230245-14-000208
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 16:31:33
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 16:31:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554219 P Jeffrey Klinefelter 800 Nicollet Mall
Minneapolis MN 55402
Global Head Of Equities No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-12 1,619 $56.46 0 No 4 S Indirect By PJC Retirement Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By PJC Retirement Plan
Footnotes
  1. Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Plan.