Filing Details
- Accession Number:
- 0001127602-14-032270
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 16:18:23
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 16:18:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197152 | Keith Thomas | 1 Avx Boulevard Fountain Inn SC 29644 | Vp,President-Kyocera Elect Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-13 | 6,999 | $10.90 | 6,999 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 1 | $10.90 | 7,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 3,350 | $11.25 | 10,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-13 | 10,350 | $14.09 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-11-13 | 6,999 | $0.00 | 6,999 | $10.90 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-11-13 | 1 | $0.00 | 1 | $10.90 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-11-13 | 3,350 | $0.00 | 3,350 | $11.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
7,000 | 2013-05-17 | 2022-05-17 | No | 4 | M | Direct |
3,513 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |