Filing Details

Accession Number:
0001140361-14-042132
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 14:38:30
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 14:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891166 Universal Insurance Holdings Inc. UVE Fire, Marine & Casualty Insurance (6331) 650231984
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409331 A Ozzie Schindler 1110 West Commercial Boulevard
Suite 100
Fort Lauderdale FL 33309
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-12 20,000 $19.03 43,652 No 4 S Direct
Common Stock Acquisiton 2014-11-12 45,000 $4.51 88,652 No 4 M Direct
Common Stock Disposition 2014-11-12 10,424 $19.47 78,228 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2014-11-12 45,000 $0.00 45,000 $4.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2014-03-12 2018-03-12 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.12, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
  2. Code M represents an exercise or conversion of derivative security exempted pursuant to Rule 16b-3 of the Securities Exchange Act, as amended ("Rule 16b-3").
  3. Code F represents payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  4. Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Schindler, effective as of March 12, 2013. The option vested in full on March 12, 2014.