Filing Details
- Accession Number:
- 0001127602-14-032249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 14:33:57
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 14:33:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374167 | Gayle Susan Peterson | C/O Mb Financial, Inc. 6111 North River Road Rosemont IL 60018 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-12 | 5,450 | $32.23 | 39,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-12 | 150 | $32.25 | 39,031 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-12 | 400 | $32.26 | 38,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,997 | Indirect | By 401(k) Plan |
Common Stock | 9,890 | Indirect | By Deferred Comp Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 4,856 | 4,856 | Direct |
Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 5,942 | 5,942 | Direct |
Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 13,118 | 13,118 | Direct |
Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 16,068 | 16,068 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 4,071 | 4,071 | Direct |
Common Stock | Performance Share Units | $0.00 | 4,682 | 4,682 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 3,613 | 3,613 | Direct |
Common Stock | Performance Share Units | $0.00 | 4,201 | 4,201 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2,520 | 2,520 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 204 | 204 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $29.80 | 2015-02-26 | 2024-02-26 | 3,413 | 3,413 | Direct |
Common Stock | Performance Share Units | $0.00 | 3,637 | 3,637 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2,909 | 2,909 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 271 | 271 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-07-25 | 4,856 | 4,856 | Direct |
2017-07-25 | 5,942 | 5,942 | Direct |
2018-06-25 | 13,118 | 13,118 | Direct |
2018-06-25 | 16,068 | 16,068 | Direct |
2022-08-29 | 4,071 | 4,071 | Direct |
4,682 | 4,682 | Direct | |
2023-08-28 | 3,613 | 3,613 | Direct |
4,201 | 4,201 | Direct | |
2,520 | 2,520 | Direct | |
204 | 204 | Direct | |
2024-02-26 | 3,413 | 3,413 | Direct |
3,637 | 3,637 | Direct | |
2,909 | 2,909 | Direct | |
271 | 271 | Direct |
Footnotes
- Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
- Performance based vesting
- Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
- Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
- Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).