Filing Details

Accession Number:
0001127602-14-032249
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-14 14:33:57
Reporting Period:
2014-11-12
Filing Date:
2014-11-14
Accepted Time:
2014-11-14 14:33:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374167 Gayle Susan Peterson C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-12 5,450 $32.23 39,181 No 4 S Direct
Common Stock Disposition 2014-11-12 150 $32.25 39,031 No 4 S Direct
Common Stock Disposition 2014-11-12 400 $32.26 38,631 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,997 Indirect By 401(k) Plan
Common Stock 9,890 Indirect By Deferred Comp Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $40.00 2011-07-25 2017-07-25 4,856 4,856 Direct
Common Stock Stock Option (Right to Buy) $32.89 2011-07-25 2017-07-25 5,942 5,942 Direct
Common Stock Stock Option (Right to Buy) $29.00 2012-06-25 2018-06-25 13,118 13,118 Direct
Common Stock Stock Option (Right to Buy) $24.65 2012-06-25 2018-06-25 16,068 16,068 Direct
Common Stock Stock Option (Right to Buy) $20.40 2013-08-29 2022-08-29 4,071 4,071 Direct
Common Stock Performance Share Units $0.00 4,682 4,682 Direct
Common Stock Stock Option (Right to Buy) $27.09 2014-08-28 2023-08-28 3,613 3,613 Direct
Common Stock Performance Share Units $0.00 4,201 4,201 Direct
Common Stock Restricted Stock Units $0.00 2,520 2,520 Direct
Common Stock Restricted Stock Units $0.00 204 204 Direct
Common Stock Stock Option (Right to Buy) $29.80 2015-02-26 2024-02-26 3,413 3,413 Direct
Common Stock Performance Share Units $0.00 3,637 3,637 Direct
Common Stock Restricted Stock Units $0.00 2,909 2,909 Direct
Common Stock Restricted Stock Units $0.00 271 271 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-25 4,856 4,856 Direct
2017-07-25 5,942 5,942 Direct
2018-06-25 13,118 13,118 Direct
2018-06-25 16,068 16,068 Direct
2022-08-29 4,071 4,071 Direct
4,682 4,682 Direct
2023-08-28 3,613 3,613 Direct
4,201 4,201 Direct
2,520 2,520 Direct
204 204 Direct
2024-02-26 3,413 3,413 Direct
3,637 3,637 Direct
2,909 2,909 Direct
271 271 Direct
Footnotes
  1. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
  2. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
  3. Performance based vesting
  4. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
  5. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
  6. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).