Filing Details
- Accession Number:
- 0001398344-14-005904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 11:56:04
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 11:56:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 812885 | P L Partners Mercury | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 896017 | Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1164363 | Full Value Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1316669 | Steady Gain Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1364773 | Partnership General Investors Bulldog | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1580881 | Calapasas West Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1580999 | Full Value Special Situations Fund Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1581073 | Mcm Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1581172 | Opportunity Income Plus Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1584439 | Full Value Offshore Fund, Ltd. | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-07 | 1,200 | $22.71 | 15,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-11 | 109 | $22.65 | 15,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-12 | 309 | $22.66 | 14,802 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-12 | 255 | $22.71 | 14,547 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-11 | 7,412 | $22.65 | 1,030,431 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-12 | 19,561 | $22.66 | 1,010,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-12 | 16,101 | $22.71 | 994,769 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares are held by Opportunity Income Plus, LP.
- Shares are held by Bulldog Investors General Partnership.
- Certain of such shares are also held indirectly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP, and Mercury Partners, LP (the "Funds"). Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.
Billionaire Hedge Funds
