Filing Details
- Accession Number:
- 0001398344-14-005902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 11:54:34
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 11:54:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | No | No | Yes | No | |
| 1341021 | Andrew Dakos | Park 80 West 250 Pehle Ave. Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1504304 | Bulldog Investors, Llc | Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
| 1561169 | Steven Samuels | 72 Coleytown Road Westport CT 06882 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-07 | 1,200 | $22.71 | 1,053,463 | No | 4 | S | Indirect | By clients |
| Common Stock | Disposition | 2014-11-11 | 7,521 | $22.65 | 1,045,942 | No | 4 | S | Indirect | By clients |
| Common Stock | Disposition | 2014-11-12 | 16,356 | $22.71 | 1,029,586 | No | 4 | S | Indirect | By clients |
| Common Stock | Disposition | 2014-11-12 | 19,870 | $22.66 | 1,009,716 | No | 4 | S | Indirect | By clients |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By clients |
| No | 4 | S | Indirect | By clients |
| No | 4 | S | Indirect | By clients |
| No | 4 | S | Indirect | By clients |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Direct |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of SVVC. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Messrs. Dakos, Samuels and Goldstein also are the Principals of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and limited partners in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in shares held by such clients, except to the extent of any pecuniary interest therein.
- Shares are held by Phillip Goldstein.
Billionaire Hedge Funds
