Filing Details
- Accession Number:
- 0001181431-14-036368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-14 11:34:08
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-14
- Accepted Time:
- 2014-11-14 11:34:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608351 | Edward Vallejo | 1025 Laurel Oak Road Voorhees NJ 08043 | Vp, Investor Relations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-12 | 5,074 | $27.08 | 15,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 5,074 | $52.34 | 10,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-12 | 5,074 | $0.00 | 5,074 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 24, 2011, representing a right to purchase 5,074 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
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