Filing Details
- Accession Number:
- 0001191901-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 21:05:22
- Reporting Period:
- 2014-11-13
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 21:05:22
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387874 | T Geoffrey Grant | C/O Cadiz Inc. 550 South Hope Street, Suite 2850 Los Aneles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-13 | 12,800 | $10.60 | 122,422 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,500 | Indirect | By Trust |
Footnotes
- Includes 2,419 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12 month period ended June 30, 2014, which shares will vest on January 31, 2015.
- These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Report Person's immediate family. The Reporting Person disclaims beneficial ownership of the securities held by these trusts.
Billionaire Hedge Funds
