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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1178104	Cardica Inc	CRDC	Surgical & Medical Instruments & Apparatus (3841)	943287832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347183	Iv Y Robert Newell	C/O Cardica Inc. 900 Saginaw Drive Redwood City CA 94063	V.p. Finance, Cfo, Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-11	2,396	$0.85	96,371	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2014-11-12	400	$0.85	96,771	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2014-11-13	7,204	$0.87	103,975	No	4	P	Indirect	By Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	76,000	Direct

Footnotes

The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $0.87 to 0.89, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4.
Includes 18,000 shares held in reporting person's IRA account.