Filing Details
- Accession Number:
- 0001140361-14-041615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:48:48
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:48:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527056 | Ondis W. Albert Of Estate | 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No | |
| 1527094 | April Ondis | C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | No | No | Yes | No | |
| 1527095 | Alexis Ondis | C/O Astro-Med, Inc. 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No | |
| 1527099 | Iii W. Albert Ondis | C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-12 | 100 | $13.80 | 1,412,525 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,858 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis |
| Common Stock | 317 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III |
| Common Stock | 1,658 | Indirect | Held in trust for a child of Albert W. Ondis, III |
| Common Stock | 122,097 | Direct | |
| Common Stock | 5,614 | Indirect | Held in trust for a child of Alexis Ondis |
| Common Stock | 122,096 | Direct | |
| Common Stock | 650 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis |
| Common Stock | 124,475 | Direct |
Footnotes
- The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
- These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- These shares are owned indirectly by Albert W. Ondis, III.
- These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
- These shares are owned directly by Albert W. Ondis, III.
- These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
- These shares are owned directly by Alexis Ondis.
- These shares are owned indirectly by April Ondis.
- These shares are owned directly by April Ondis.
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