Filing Details
- Accession Number:
- 0000775158-14-000187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:39:24
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:39:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493403 | W. James Johnson | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp & Pres., Fire & Emerg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-12 | 5,000 | $32.10 | 35,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 5,000 | $46.76 | 30,399 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-12 | 20,000 | $19.24 | 50,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 20,000 | $46.62 | 30,399 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-12 | 9,333 | $28.96 | 39,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 9,333 | $46.61 | 30,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2014-11-12 | 5,000 | $0.00 | 5,000 | $32.10 |
| Common Stock | Options | Disposition | 2014-11-12 | 20,000 | $0.00 | 20,000 | $19.24 |
| Common Stock | Options | Disposition | 2014-11-12 | 9,333 | $0.00 | 9,333 | $28.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-09-14 | No | 4 | M | Direct | |
| 0 | 2018-09-19 | No | 4 | M | Direct | |
| 4,667 | 2019-09-17 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $46.62 to $46.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $46.51 to $46.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $46.51 to $46.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 454.44 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/13/2014. Between 10/17/2014 and 11/13/2014, the reporting person acquired 6.73 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
- Options vest in one-third (1/3) annual increments commencing on 9/17/2013.
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