Filing Details
- Accession Number:
- 0001611953-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:34:20
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:34:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384972 | M Jeffrey Levy | 52 South Broad Street Norwich NY 13815 | Evp/ Pres Commercial Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2014-11-12 | 20,000 | $23.29 | 63,712 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2014-11-12 | 20,000 | $25.74 | 43,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-11-12 | 20,000 | $25.74 | 20,000 | $23.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-01 | 2015-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 5,110 | Indirect | 401k |
| Nbt Bancorp Inc. Common Stock | 1,080 | Indirect | NBT Bancorp ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.19 | 2011-01-15 | 2020-01-15 | 18,000 | 18,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.36 | 2009-01-15 | 2018-01-15 | 7,500 | 7,500 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.35 | 2007-01-01 | 2016-01-01 | 5,000 | 5,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.38 | 2010-01-15 | 2019-01-15 | 13,000 | 13,000 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.76 | 2008-01-01 | 2017-01-01 | 9,000 | 9,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-15 | 18,000 | 18,000 | Direct |
| 2018-01-15 | 7,500 | 7,500 | Direct |
| 2016-01-01 | 5,000 | 5,000 | Direct |
| 2019-01-15 | 13,000 | 13,000 | Direct |
| 2017-01-01 | 9,000 | 9,000 | Direct |
Footnotes
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
Billionaire Hedge Funds
