Filing Details
- Accession Number:
- 0000092380-14-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 16:27:53
- Reporting Period:
- 2014-11-11
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 16:27:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1027718 | Ron Ricks | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235-1908 | Evp, Chief Legal & Reg. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-11 | 80,000 | $12.18 | 306,066 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 90,000 | $6.75 | 396,066 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-11 | 6,390 | $0.00 | 389,676 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-11-11 | 1,159 | $39.60 | 388,517 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 100 | $39.61 | 388,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 11,060 | $39.61 | 377,357 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 1,100 | $39.62 | 376,257 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 1,406 | $39.62 | 374,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 7,900 | $39.63 | 366,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 700 | $39.63 | 366,251 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 3,058 | $39.63 | 363,193 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 5,600 | $39.64 | 357,593 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 6,338 | $39.64 | 351,255 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 900 | $39.65 | 350,355 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 10,580 | $39.65 | 339,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 400 | $39.66 | 339,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 16,148 | $39.66 | 323,227 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 500 | $39.67 | 322,727 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 5,151 | $39.67 | 317,576 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 33,100 | $39.68 | 284,476 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 5,000 | $39.68 | 279,476 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 10,500 | $39.69 | 268,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 4,458 | $39.69 | 264,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 337 | $39.70 | 264,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 7,600 | $39.70 | 256,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 800 | $39.71 | 255,781 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-11 | 2,200 | $39.71 | 253,581 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-11 | 80,000 | $0.00 | 80,000 | $12.18 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-11 | 90,000 | $0.00 | 90,000 | $6.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-01-31 | No | 4 | M | Direct | |
0 | 2019-02-01 | No | 4 | M | Direct |
Footnotes
- The option vested in installments and was 100% vested at the time of exercise.