Filing Details
- Accession Number:
- 0001424422-14-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-13 14:27:57
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-13
- Accepted Time:
- 2014-11-13 14:27:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890394 | Mosys Inc. | MOSY | Semiconductors & Related Devices (3674) | 770291941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296527 | Charles Leonard Perham | 3301 Olcott Street C/O Mosys, Inc. Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-10 | 10,000 | $1.71 | 1,401,140 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 10,000 | $1.72 | 1,411,140 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-12 | 10,000 | $1.74 | 1,421,140 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-13 | 10,000 | $1.74 | 1,431,140 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.70 to $1.73. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices for each tranaction included in this footnote.
- This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.67 to $1.75. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices for each tranaction included in this footnote.
- This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.71 to $1.75. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices for each tranaction included in this footnote.
- This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.70 to $1.75. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices for each tranaction included in this footnote.