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Home > Insider Trading > Filing (0001140361-14-041401)

Filing Details

Accession Number:: 0001140361-14-041401
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-12 21:20:06
Reporting Period:: 2014-11-11

Filing Date:: 2014-11-12
Accepted Time:: 2014-11-12 21:20:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1095981	Cytori Therapeutics Inc.	CYTX	Surgical & Medical Instruments & Apparatus (3841)	330827593

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184566	David Rickey	3020 Callan Road San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-11	32,707	$0.39	254,273	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2014-11-11	67,293	$0.40	321,566	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2014-11-11	16,605	$0.39	151,664	No	4	P	Indirect	By Charitable Foundation
Common Stock	Acquisiton	2014-11-11	33,395	$0.40	185,059	No	4	P	Indirect	By Charitable Foundation
Common Stock	Acquisiton	2014-11-12	50,000	$0.38	371,566	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Charitable Foundation
No	4	P	Indirect	By Charitable Foundation
No	4	P	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Award (Common Stock)	15,819	Direct

Footnotes

These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.
These securities are owned by the Dave Rickey and Daughters Foundation.