Filing Details

Accession Number:
0001209191-14-068285
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 19:04:40
Reporting Period:
2014-11-09
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 19:04:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867374 Electronics For Imaging Inc EFII Computer Communications Equipment (3576) 943086355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116230 Dan Maydan 6750 Dumbarton Circle
Fremont CA 94555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-09 1,500 $0.00 15,560 No 4 M Direct
Common Stock Acquisiton 2014-11-09 6,500 $0.00 22,060 No 4 M Direct
Common Stock Acquisiton 2014-11-10 625 $14.28 22,685 No 4 M Direct
Common Stock Acquisiton 2014-11-10 625 $16.57 23,310 No 4 M Direct
Common Stock Disposition 2014-11-10 4,000 $44.95 19,310 No 4 S Direct
Common Stock Disposition 2014-11-10 1,250 $44.72 18,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2014-11-09 1,500 $0.00 1,500 $0.00
Common Stock Restricted Stock Units Disposition 2014-11-09 6,500 $0.00 6,500 $0.00
Common Stock Option Right to Buy Disposition 2014-11-10 625 $0.00 625 $14.28
Common Stock Option Right to Buy Disposition 2014-11-10 625 $0.00 625 $16.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,500 2015-11-09 No 4 M Direct
0 2014-11-09 No 4 M Direct
3,750 2018-11-09 No 4 M Direct
10,000 2019-09-06 No 4 M Direct
Footnotes
  1. Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
  2. The exercise of these stock options were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
  3. The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
  4. This transaction was executed in multiple trades ranging from $44.67 to $45.1603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades ranging from $44.63 to $44.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
  7. This restricted stock unit award was granted on November 9, 2011 and vests with respect to 25% of the shares on each of the first, second, third and fourth anniversaries of the date of grant.
  8. This restricted stock unit award was granted on November 9, 2013 and vested with respect to 100% of the shares on the first anniversary of the date of grant.
  9. This stock option award was granted on November 9, 2011, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.
  10. This stock option award was granted on September 6, 2012, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.