Filing Details
- Accession Number:
- 0001209191-14-068285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 19:04:40
- Reporting Period:
- 2014-11-09
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 19:04:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867374 | Electronics For Imaging Inc | EFII | Computer Communications Equipment (3576) | 943086355 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1116230 | Dan Maydan | 6750 Dumbarton Circle Fremont CA 94555 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-09 | 1,500 | $0.00 | 15,560 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-09 | 6,500 | $0.00 | 22,060 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-10 | 625 | $14.28 | 22,685 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-10 | 625 | $16.57 | 23,310 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-10 | 4,000 | $44.95 | 19,310 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-10 | 1,250 | $44.72 | 18,060 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-11-09 | 1,500 | $0.00 | 1,500 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2014-11-09 | 6,500 | $0.00 | 6,500 | $0.00 |
Common Stock | Option Right to Buy | Disposition | 2014-11-10 | 625 | $0.00 | 625 | $14.28 |
Common Stock | Option Right to Buy | Disposition | 2014-11-10 | 625 | $0.00 | 625 | $16.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,500 | 2015-11-09 | No | 4 | M | Direct | |
0 | 2014-11-09 | No | 4 | M | Direct | |
3,750 | 2018-11-09 | No | 4 | M | Direct | |
10,000 | 2019-09-06 | No | 4 | M | Direct |
Footnotes
- Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
- The exercise of these stock options were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
- The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on July 21, 2014.
- This transaction was executed in multiple trades ranging from $44.67 to $45.1603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $44.63 to $44.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
- This restricted stock unit award was granted on November 9, 2011 and vests with respect to 25% of the shares on each of the first, second, third and fourth anniversaries of the date of grant.
- This restricted stock unit award was granted on November 9, 2013 and vested with respect to 100% of the shares on the first anniversary of the date of grant.
- This stock option award was granted on November 9, 2011, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.
- This stock option award was granted on September 6, 2012, and vests and becomes exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.