Filing Details
- Accession Number:
- 0001127602-14-032056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 19:04:04
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 19:04:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091974 | R H Charles Bracken | 38 Hans Crescent London X0 | Evp & Co-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Disposition | 2014-11-10 | 4,183 | $45.33 | 0 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Disposition | 2014-11-10 | 12,549 | $44.11 | 0 | No | 4 | S | Direct | |
| Class A Ordinary Shares | Acquisiton | 2014-11-10 | 36,151 | $45.74 | 36,151 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Acquisiton | 2014-11-10 | 72,302 | $44.28 | 72,302 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Acquisiton | 2014-11-10 | 36,151 | $44.28 | 108,453 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2014-11-10 | 22,776 | $45.74 | 13,375 | No | 4 | F | Direct | |
| Class C Ordinary Shares | Disposition | 2014-11-10 | 68,607 | $44.28 | 39,846 | No | 4 | F | Direct | |
| Class A Ordinary Shares | Disposition | 2014-11-11 | 13,375 | $45.68 | 0 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Disposition | 2014-11-11 | 39,846 | $44.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Stock Appreciation Rights A | Disposition | 2014-11-10 | 36,151 | $0.00 | 36,151 | $13.81 |
| Class C Ordinary Shares | Stock Appreciation Rights C | Disposition | 2014-11-10 | 72,302 | $0.00 | 72,302 | $13.54 |
| Class C Ordinary Shares | Stock Appreciation Rights C | Disposition | 2014-11-10 | 36,151 | $0.00 | 36,151 | $13.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-01 | No | 4 | M | Direct | |
| 0 | 2017-05-01 | No | 4 | M | Direct | |
| 0 | 2017-05-01 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $45.321 to $45.327. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange COmmission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $44.091 to $44.138. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $45.661 to $45.694. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $44.04 to $44.373. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The SARs are immediately exercisable.
Billionaire Hedge Funds
