Filing Details
- Accession Number:
- 0001209191-14-068259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 18:39:42
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 18:39:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621666 | P Aaron Graft | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-07 | 5,000 | $12.18 | 58,814 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,315 | Indirect | By spouse |
Footnotes
- Through TD Ameritrade custodian for the 401(k) account of reporting person.
- Includes (i) 3,220 shares beneficially owned through Goldman Sachs custodian FBO Aaron Graft Roth IRA account,(ii) 5,800 shares beneficially owned through Goldman Sachs custodian FBO Aaron Graft SEP IRA, and (iii) 5,000 shares beneficially owned through TD Ameritrade custodian FBO Aaron Graft 401(k) account.
- 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.