Filing Details
- Accession Number:
- 0001209191-14-068222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 18:07:56
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 18:07:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507650 | Maky Zanganeh | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-07 | 1,551 | $2.30 | 211,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-07 | 1,551 | $135.01 | 210,312 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-10 | 23,000 | $2.30 | 233,312 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-10 | 3,000 | $133.50 | 230,312 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-10 | 8,524 | $133.94 | 221,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-10 | 5,000 | $133.76 | 216,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-10 | 6,476 | $133.88 | 210,312 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-12 | 5,931 | $7.19 | 216,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-12 | 5,273 | $138.01 | 210,970 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-12 | 658 | $137.50 | 210,312 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-07 | 1,551 | $0.00 | 1,551 | $2.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-10 | 23,000 | $0.00 | 23,000 | $2.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-12 | 5,931 | $0.00 | 5,931 | $7.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,219 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 48,219 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 144,069 | 2010-04-11 | 2020-04-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,363 | Indirect | Custodian |
| Common Stock | 900 | Indirect | By Individual Retirement Account |
| Common Stock | 725 | Indirect | By Roth Individual Retirement Account |
Footnotes
- Reporting Person as custodian for minor child.
- Option granted under the issuer's 1995 Stock Option Plan in a transaction exempt under rule 16b-3(d). The option vested in forty-eight (48) equal and successive monthly installments. This option is fully vested.
- Option granted under the issuer's 1995 Stock Option Plan in a transaction exempt under rule 16b-3(d). This option vested in four equal annual installments beginning April 11, 2011, subject to satisfaction of certain performance criteria with respect to each annual period. This option is fully vested.
Billionaire Hedge Funds
