Filing Details
- Accession Number:
- 0001209191-14-068216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 18:05:49
- Reporting Period:
- 2014-08-05
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 18:05:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496309 | Lars Bjork | C/O Qlik Technologies Inc., 150 N. Radnor Chester Road Radnor PA 19087 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-08-05 | 23,714 | $0.00 | 0 | No | 5 | G | Indirect | By 2012 GRAT |
Common Stock | Acquisiton | 2014-08-05 | 23,714 | $0.00 | 23,714 | No | 5 | G | Indirect | By 2012 GRAT |
Common Stock | Acquisiton | 2014-11-07 | 1,850 | $0.00 | 840,702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-07 | 835 | $29.08 | 839,867 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By 2012 GRAT |
No | 5 | G | Indirect | By 2012 GRAT |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2014-11-07 | 1,850 | $0.00 | 1,850 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,850 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,509 | Indirect | By 2013 GRAT |
Footnotes
- The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- On August 5, 2014, the Reporting Person's (i) 2012 GRAT distributed 43,844.421 shares of the Company's Common Stock and (ii) 2013 GRAT distributed 16,491.149 shares of the Company's Common Stock to the Reporting Person for no consideration to satisfy their annuity obligation (reflecting only a change in the nature of the Reporting Person's beneficial ownership).
- Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
- The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs have no expiration date.