Filing Details
- Accession Number:
- 0001191981-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 17:58:15
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 17:58:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191981 | Gordon Obrien | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., Specialty Fin. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-07 | 20,000 | $4.81 | 295,603 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-07 | 60,000 | $3.48 | 295,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-07 | 80,000 | $15.82 | 295,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-10 | 44,424 | $4.81 | 295,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-10 | 44,424 | $15.60 | 295,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 50,000 | $4.81 | 295,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-11 | 50,000 | $15.55 | 295,603 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-12 | 19,700 | $4.81 | 288,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-12 | 19,700 | $15.40 | 288,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-12 | 6,962 | $15.45 | 288,641 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2014-11-12 | 19,700 | $0.00 | 19,700 | $4.81 |
Common Stock | Options | Disposition | 2014-11-11 | 50,000 | $0.00 | 50,000 | $4.81 |
Common Stock | Options | Disposition | 2014-11-10 | 44,424 | $0.00 | 44,424 | $4.81 |
Common Stock | Options | Disposition | 2014-11-07 | 60,000 | $0.00 | 60,000 | $3.48 |
Common Stock | Options | Disposition | 2014-11-07 | 20,000 | $0.00 | 20,000 | $4.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
223,128 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
242,828 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
292,828 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
0 | 2011-02-10 | 2020-02-10 | No | 4 | M | Direct |
337,252 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,030 | Indirect | ESOP/401(k) |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $15.80 to $15.84. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Sales made pursuant to a previously established Rule 10b5-1 Plan.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 275,000 shares of common stock with an exercise price of $6.24 held by the reporting person on August 13, 2009 became exercisable for 357,252 shares of common stock with an exercise price of $4.81.