Filing Details
- Accession Number:
- 0001445866-14-001431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 17:57:57
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 17:57:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311443 | Blueline Partners, L.l.c. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1338149 | Blueline Capital Partners, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1411986 | Blueline Capital Partners Iii, Lp | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1411987 | Blueline Partners Ii, Llc | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1460518 | Blueline Catalyst Fund Ix, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1460781 | Blueline Capital Partners Ii, L.p. | 3480 Buskirk Avenue Suite 214 Pleasant Hill CA 94523 | Yes | No | Yes | No | |
1601397 | Meridian Ohc Partners, Lp | 405 Weed Street New Canaan CT 06840 | Yes | No | Yes | No | |
1603326 | Tsv Investment Partners, Llc | 405 Weed Street New Canaan CT 06840 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-10 | 12,798 | $8.02 | 2,541,885 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-12 | 17,237 | $8.11 | 2,559,122 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- These securities were acquired by Meridian OHC Partners, L.P. Meridian OHC Partners, L.P. has agreed to be identified as part of a "group" under Section 13(d) of the Securities Exchange Act. The other members of the group include BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., and TSV Investment Partners, LLC, which is the general partner of Meridian OHC Partners, L.P. Each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.