Filing Details

Accession Number:
0001445866-14-001431
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 17:57:57
Reporting Period:
2014-11-10
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 17:57:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006045 Iridex Corp IRIX Electromedical & Electrotherapeutic Apparatus (3845) 770210467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311443 Blueline Partners, L.l.c. 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1338149 Blueline Capital Partners, L.p. 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1411986 Blueline Capital Partners Iii, Lp 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1411987 Blueline Partners Ii, Llc 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1460518 Blueline Catalyst Fund Ix, L.p. 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1460781 Blueline Capital Partners Ii, L.p. 3480 Buskirk Avenue
Suite 214
Pleasant Hill CA 94523
Yes No Yes No
1601397 Meridian Ohc Partners, Lp 405 Weed Street
New Canaan CT 06840
Yes No Yes No
1603326 Tsv Investment Partners, Llc 405 Weed Street
New Canaan CT 06840
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-10 12,798 $8.02 2,541,885 No 4 P Direct
Common Stock Acquisiton 2014-10-12 17,237 $8.11 2,559,122 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. These securities were acquired by Meridian OHC Partners, L.P. Meridian OHC Partners, L.P. has agreed to be identified as part of a "group" under Section 13(d) of the Securities Exchange Act. The other members of the group include BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., and BlueLine Partners II, L.L.C., and TSV Investment Partners, LLC, which is the general partner of Meridian OHC Partners, L.P. Each Reporting Entity may have been deemed to have beneficial ownership of 10% or more of the securities.