Filing Details
- Accession Number:
- 0001489096-14-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 17:41:03
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 17:41:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357776 | A Charles Sorrentino | 10201 North Loop East Houston TX 77029 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-01 | 571 | $0.00 | 34,367 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-11-11 | 1,000 | $25.38 | 33,367 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.20 | 2011-05-04 | 2020-10-27 | 16,358 | 16,358 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-27 | 16,358 | 16,358 | Direct |
Footnotes
- Equity awarded pursuant to the Issuer's Director Compensation Program. Each of the Issuer's non-executive directors will receive a total of $55,000 of the Issuer's common stock per year to be awarded in quarterly installments. The number of shares subject to each award will be determined by dividing $13,750 by the market closing price per share of common stock as reported on the New York Stock Exchange on each of (a) the date of the Issuer's annual stockholder meeting, (b) October 1, (c) January 1 and (d) April 1 (or the next trading day if such date is not a trading day). Each equity award is 100% vested on the grant date.
- Transaction pursuant to a Rule 10b5-1 Plan.
- Options vested and became fully exercisable in connection with the Issuer's initial public offering.