Filing Details
- Accession Number:
- 0001144204-14-067309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 17:34:13
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 17:34:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379006 | Nanoviricides Inc. | NNVC | Services-Commercial Physical & Biological Research (8731) | 760674577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580568 | Milton Boniuk | C/O Nanoviricides, Inc. 135 Wood Street, Suite 205 West Haven CT 06516 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2014-11-07 | 190,477 | $0.00 | 752,382 | No | 4 | P | Indirect | Held by Boniuk Interests, Ltd |
Common Stock, Par Value $0.001 | Acquisiton | 2014-11-07 | 190,477 | $0.00 | 380,954 | No | 4 | P | Indirect | Held by Boniuk Charitable Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Boniuk Interests, Ltd |
No | 4 | P | Indirect | Held by Boniuk Charitable Foundation |
Footnotes
- The shares were issued as interest on debentures issued on February 1, 2013.
- Does not include: warrants to purchase an additional 285,714 shares of Common Stock; 758,963 shares of common stock and warrants to purchase an additional 571,428 shares of common stock held by the Reporting Person and his wife; 952,381 shares of common stock issuable upon conversion of a 10% Coupon Series C Convertible Debenture or 187,000 shares of Series A Preferred Stock held by Milton Boniuk IRA, convertible into 654,500 shares of common stock, which are not readily convertible; or 380,954 shares of common stock held by the Boniuk Charitable Foundation. Dr. Boniuk holds voting and dispositive power over the Boniuk Charitable Foundation, Boniuk Interests Ltd. and the Milton Boniuk IRA.
- See Note 2 regarding the explanation of the Reporting Person's other holdings of the Issuer's securities.