Filing Details
- Accession Number:
- 0001225208-14-023205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 17:04:17
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 17:04:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923738 | R Charles Schwab | 211 Main Street San Francisco CA 94105 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-10 | 100,000 | $28.86 | 36,537,941 | No | 4 | S | Indirect | by Limited Partnership |
Common Stock | Disposition | 2014-11-11 | 200,000 | $28.98 | 36,337,941 | No | 4 | S | Indirect | by Limited Partnership |
Common Stock | Disposition | 2014-11-12 | 200,000 | $28.85 | 36,137,941 | No | 4 | S | Indirect | by Limited Partnership |
Common Stock | Disposition | 2014-11-10 | 17,500 | $0.00 | 113,316,462 | No | 5 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Limited Partnership |
No | 4 | S | Indirect | by Limited Partnership |
No | 4 | S | Indirect | by Limited Partnership |
No | 5 | G | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 675,480 | Direct | |
Common Stock | 44,025 | Indirect | by 188 Corp |
Common Stock | 5,316,215 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.72 to $28.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $28.85 to $29.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $28.67 to $28.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.