Filing Details
- Accession Number:
- 0001123292-14-001031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 16:57:00
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 16:57:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93456 | Standard Register Co | SR | Manifold Business Forms (2761) | 310455440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1029625 | A Edward Mule | Two Greenwich Plaza First Floor Greenwich CT 06830 | Yes | No | Yes | No | |
1332784 | L.p. Capital Point Silver | Two Greenwich Plaza First Floor Greenwich CT 06830 | Yes | No | Yes | No | |
1382617 | J Robert O'shea | Two Greenwich Plaza First Floor Greenwich CT 06830 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-07 | 13,333 | $4.88 | 18,688 | No | 4 | A | Indirect | See Footnote |
Common Stock | Disposition | 2014-11-10 | 5,300 | $4.80 | 1,739,195 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See Footnote |
No | 4 | S | Direct |
Footnotes
- Represents a grant of 13,333 time based restricted shares to Anthony DiNello, a director of the issuer and employee of Silver Point Capital, L.P. ("Silver Point"), that was awarded pursuant to The Standard Register Company 2002 Equity Incentive Compensation Plan. These restricted shares will vest ratably over a four year period on each anniversary date of the grant. Mr. DiNello has an understanding with Silver Point pursuant to which he holds such restricted shares for the benefit of Silver Point and certain of its affiliates. Accordingly, Mr. DiNello disclaims beneficial ownership of the restricted shares except to the extent of his pecuniary interest therein.
- The total ownership reported in this column includes 5,355 time based restricted shares previously granted to Mr. DiNello.
- Silver Point is the investment manager of Silver Point Capital Fund, L.P., SPF CDO I, Ltd. and SPCP Group, LLC (together, the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all of the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and the investment manager of SPCP Group III, LLC, and by virtue of such status may be deemed to be the beneficial owner of all of the reported securities held by the Funds and by SPCP Group III, LLC. Mr. Edward A. Mule and Mr. Robert J. O'Shea are each members of Management and by virtue of such status may be deemed to be the beneficial owners of securities held by the Funds and by SPCP Group III, LLC (together, the "SP Holders"). Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by the SP Holders except to the extent of their pecuniary interests therein.