Filing Details
- Accession Number:
- 0001181431-14-036212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 16:41:30
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 16:41:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282648 | Halcon Resources Corp | HK | Crude Petroleum & Natural Gas (1311) | 200700684 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432314 | Iii E Charles Cusack | 1000 Louisiana Street, Suite 6700 Houston TX 77002 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-12 | 30,000 | $3.03 | 603,651 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | By LP |
Common Stock | 23,334 | Indirect | By Cusack Ranch Corporation |
Footnotes
- On January 31, 2014 Halcon Resources Corporation ("Halcon") declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on February 14, 2014. As a result, the reporting person received 404 shares of Halcon stock on March 3, 2014.
- On May 2, 2014, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2014. As a result, the reporting person received 262 shares of Halcon stock on June 2, 2014.
- On August 1, 2014 Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on August 15, 2014. As a result, the reporting person received 278 shares of Halcon stock on September 2, 2014.
- Shares owned by a limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.